Profectus is working with a global fintech organisation looking for Senior Regulatory Compliance Executive. The ideal candidate for this role will have key experience with investment service regulations.
You will be working for an impressive global company that promotes a positive work culture. This is a Hybrid role with three days in the office a week. They’re located in the heart of London with transport links close by!
The role…
- Track regulatory changes internationally, in the EU, and in countries where the organisation operates.
- Review new regulatory requirements, with a focus on investment services regulation.
- Develop, maintain, and implement compliance policies; conduct internal reviews and identify gaps.
- Carry out compliance monitoring programs on time.
- Support internal controls to ensure regulatory compliance and assist with audits.
- Prepare presentations and communications on regulatory changes and potential challenges.
- Submit regulatory reports, mainly for CRS, FATCA, MiFIR, and EMIR.
Requirements:
- 5+ years of experience in regulatory compliance, audit, or risk management.
- Undergraduate degree in law, compliance, or a related field.
- Knowledge of investment services regulations.
- Strong interpersonal skills and integrity.
- Ability to manage multiple projects under tight deadlines.
- Excellent written and spoken English communication skills.
If you’re ready to take the next step in your career apply now with your latest CV!
